Publikationen am Institut für Mathematik

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Goor, Pieter; vanMahony, Robert; Schaller, Manuel; Worthmann, Karl
Reprojection methods for Koopman-based modelling and prediction. - In: IEEE Xplore digital library, ISSN 2473-2001, (2023), S. 315-321

Extended Dynamic Mode Decomposition (eDMD) is a powerful tool to generate data-driven surrogate models for the prediction and control of nonlinear dynamical systems in the Koopman framework. In eDMD a compression of the lifted system dynamics on the space spanned by finitely many observables is computed, in which the original space is embedded as a low-dimensional manifold. While this manifold is invariant for the infinite-dimensional Koopman operator, this invariance is typically not preserved for its eDMD-based approximation. Hence, an additional (re-)projection step is often tacitly incorporated to improve the prediction capability. We propose a novel framework for consistent reprojectors respecting the underlying manifold structure. Further, we present a new geometric reprojector based on maximum-likelihood arguments, which significantly enhances the approximation accuracy and preserves known finite-data error bounds.



https://doi.org/10.1109/CDC49753.2023.10383796
Yeo, Yi Lin; Kirlangic, Mehmet Eylem; Heyder, Stefan; Supriyanto, Eko; Mohamad Salim, Maheza I.; Fiedler, Patrique; Haueisen, Jens
Linear versus quadratic detrending in analyzing simultaneous changes in DC-EEG and transcutaneous pCO2. - In: 2023 45th Annual International Conference of the IEEE Engineering in Medicine & Biology Conference (EMBC), (2023), insges. 4 S.

Physiological direct current (DC) potential shifts in electroencephalography (EEG) can be masked by artifacts such as slow electrode drifts. To reduce the influence of these artifacts, linear detrending has been proposed as a pre-processing step. We considered quadratic detrending, which has hardly been addressed for ultralow frequency components in EEG. We compared the performance of linear and quadratic detrending in simultaneously acquired DC-EEG and transcutaneous partial pressure of carbon dioxide during two activation methods: hyperventilation (HV) and apnea (AP). Quadratic detrending performed significantly better than linear detrending in HV, while for AP, our analysis was inconclusive with no statistical significance. We conclude that quadratic detrending should be considered for DC-EEG preprocessing.



https://doi.org/10.1109/EMBC40787.2023.10340855
Berger, Thomas; Lanza, Lukas
Funnel control of linear systems with arbitrary relative degree under output measurement losses. - In: IMA journal of mathematical control and information, ISSN 1471-6887, Bd. 40 (2023), 4, S. 691-713

We consider tracking control of linear minimum phase systems with known arbitrary relative degree which are subject to possible output measurement losses. We provide a control law which guarantees the evolution of the tracking error within a (shifted) prescribed performance funnel whenever the output signal is available. The result requires a maximal duration of measurement losses and a minimal time of measurement availability, which both strongly depend on the internal dynamics of the system, and are derived explicitly. The controller is illustrated by a simulation of a mass-on-car system.



https://doi.org/10.1093/imamci/dnad029
Schmitz, Philipp; Lanza, Lukas; Worthmann, Karl
Safe data-driven reference tracking with prescribed performance. - In: 2023 27th International Conference on System Theory, Control and Computing (ICSTCC), (2023), S. 454-460
ISBN 979-8-3503-3798-3

We study output reference tracking for unknown continuous-time systems with arbitrary relative degree. The control objective is to keep the tracking error within predefined time-varying bounds while measurement data is only available at discrete sampling times. To achieve the control objective, we propose a two-component controller. One part is a recently developed sampled-data zero-order hold controller, which achieves reference tracking within prescribed error bounds. To further improve the control signal, we explore the system dynamics via input-output data, and include as the second component a data-driven MPC scheme based on Willems et al.’s fundamental lemma. This combination yields significantly improved input signals as illustrated by a numerical example.



https://doi.org/10.1109/ICSTCC59206.2023.10308521
Baragaña, Itziar; Martínez Pería, Francisco; Roca, Alicia; Trunk, Carsten
The rank-one perturbation problem for linear relations. - Ilmenau : Technische Universität Ilmenau, Institut für Mathematik, 2023. - 1 Online-Ressource (29 Seiten). - (Preprint ; M23,12)

We use the recently introduced Weyr characteristic of linear relations in Cn and its relation with the Kronecker canonical form of matrix pencils to describe their dimension. Then, this is applied to study one-dimensional perturbations of linear relations.



https://nbn-resolving.org/urn:nbn:de:gbv:ilm1-2023200305
Khlif, Hassen; Trunk, Carsten; Wilson, Mitsuru
On the essential spectrum of operator pencils. - Ilmenau : Technische Universität Ilmenau, Institut für Mathematik, 2023. - 1 Online-Ressource (9 Seiten). - (Preprint ; M23,11)

For a closed densely defined linear operator A and a bounded linear operator B on a Banach space X whose essential spectrums are contained in disjoint sectors, we show that the essential spectrum of the associated operator pencil λA + B is contained in a sector of the complex plane whose boundaries are determined purely by the angles that define the two sectors, which contain the essential spectrums of A and B.



https://nbn-resolving.org/urn:nbn:de:gbv:ilm1-2023200291
Brockhaus, Elisabeth K.; Wolffram, Daniel; Stadler, Tanja; Osthege, Michael; Mitra, Tanmay; Littek, Jonas M.; Krymova, Ekaterina; Klesen, Anna J.; Huisman, Jana S.; Heyder, Stefan; Helleckes, Laura M.; Heiden, Matthias; Funk, Sebastian; Abbott, Sam; Bracher, Johannes
Why are different estimates of the effective reproductive number so different? : a case study on COVID-19 in Germany. - In: PLoS Computational Biology, ISSN 1553-7358, Bd. 19 (2023), 11, e1011653, S. 1-27

The effective reproductive number Rt has taken a central role in the scientific, political, and public discussion during the COVID-19 pandemic, with numerous real-time estimates of this quantity routinely published. Disagreement between estimates can be substantial and may lead to confusion among decision-makers and the general public. In this work, we compare different estimates of the national-level effective reproductive number of COVID-19 in Germany in 2020 and 2021. We consider the agreement between estimates from the same method but published at different time points (within-method agreement) as well as retrospective agreement across eight different approaches (between-method agreement). Concerning the former, estimates from some methods are very stable over time and hardly subject to revisions, while others display considerable fluctuations. To evaluate between-method agreement, we reproduce the estimates generated by different groups using a variety of statistical approaches, standardizing analytical choices to assess how they contribute to the observed disagreement. These analytical choices include the data source, data pre-processing, assumed generation time distribution, statistical tuning parameters, and various delay distributions. We find that in practice, these auxiliary choices in the estimation of Rt may affect results at least as strongly as the selection of the statistical approach. They should thus be communicated transparently along with the estimates.



https://doi.org/10.1371/journal.pcbi.1011653
Hoffmann, Matthias K.; Esterhuizen, Willem; Worthmann, Karl; Flaßkamp, Kathrin
Path planning for concentric tube robots: a toolchain with application to stereotactic neurosurgery. - In: IFAC-PapersOnLine, ISSN 2405-8963, Bd. 56 (2023), 2, S. 2871-2876

We present a toolchain for solving path planning problems for concentric tube robots through obstacle fields. First, ellipsoidal sets representing the target area and obstacles are constructed from labelled point clouds. Then, the nonlinear and highly nonconvex optimal control problem is solved by introducing a homotopy on the obstacle positions where at one extreme of the parameter the obstacles are removed from the operating space, and at the other extreme they are located at their intended positions. We present a detailed example (with more than a thousand obstacles) from stereotactic neurosurgery with real-world data obtained from labelled MRI scans.



https://doi.org/10.1016/j.ifacol.2023.10.1403
Schaller, Manuel; Worthmann, Karl; Philipp, Friedrich; Peitz, Sebastian; Nüske, Feliks
Towards reliable data-based optimal and predictive control using extended DMD. - In: IFAC-PapersOnLine, ISSN 2405-8963, Bd. 56 (2023), 1, S. 169-174

While Koopman-based techniques like extended Dynamic Mode Decomposition are nowadays ubiquitous in the data-driven approximation of dynamical systems, quantitative error estimates were only recently established. To this end, both sources of error resulting from a finite dictionary and only finitely-many data points in the generation of the surrogate model have to be taken into account. We generalize the rigorous analysis of the approximation error to the control setting while simultaneously reducing the impact of the curse of dimensionality by using a recently proposed bilinear approach. In particular, we establish uniform bounds on the approximation error of state-dependent quantities like constraints or a performance index enabling data-based optimal and predictive control with guarantees.



https://doi.org/10.1016/j.ifacol.2023.02.029
Maschke, Bernhard; Kirchhoff, Jonas
Port maps of Irreversible Port Hamiltonian Systems. - In: IFAC-PapersOnLine, ISSN 2405-8963, Bd. 56 (2023), 2, S. 6796-6800

Irreversible Port Hamiltonian Systems are a deviation from Port Hamiltonian Systems which embeds the definition of the irreversible phenomena taking place in the system. They are defined with respect to a quasi-Poisson bracket which ensures the positiveness of the entropy generation and is expressed in terms of the total entropy of the system. The port maps, however, associated with the conjugated port variables, were poorly justified and lacked any physical characterization. In this paper, we suggest a novel definition of the port maps which allows to recover not only the energy balance equation (when the Hamiltonian equals the total energy of the system) but also a entropy balance equation including the irreversible entropy creation term at the interface (the port) of the system in addition to the entropy creation term due to internal irreversible phenomena.



https://doi.org/10.1016/j.ifacol.2023.10.388